webcasts.acacompliancegroup.com
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acainsight.com
Free Webcast: Cybersecurity - ACA Insight Newsletter Article
http://www.acainsight.com/pub/1_482/news/3414-1.html
Compliance Products and Services. Compliance Programs and CCOs. E-mails and Web/Internet Issues. Fund Expenses, Loads, and Fees. SEC Operations and Agenda. Status and Exemptions - Advisers. Status and Exemptions - Funds. See why ACA Insight. Is the leading newsletter on regulatory compliance. Sign up for a free 4-week trial. The weekly news source for investment management legal and compliance professionals. News March 30, 2015 Issue. Are you prepared for examiner scrutiny of your firms cybersecurity?
acainsight.com
This Week's Issue - ACA Insight Newsletter Article
http://www.acainsight.com/pub/1_489/fullpdfissue/3443-1.html
Compliance Products and Services. Compliance Programs and CCOs. E-mails and Web/Internet Issues. Fund Expenses, Loads, and Fees. SEC Operations and Agenda. Status and Exemptions - Advisers. Status and Exemptions - Funds. See why ACA Insight. Is the leading newsletter on regulatory compliance. Sign up for a free 4-week trial. The weekly news source for investment management legal and compliance professionals. Full PDF Issue May 18, 2015 Issue. View and print the current issue in .pdf format. SEC Exam Prio...
acainsight.com
Misallocation of CEO Compensation Adds Penalty to Adviser’s Ledger - ACA Insight Newsletter Article
http://www.acainsight.com/pub/1_489/news/3446-1.html
Compliance Products and Services. Compliance Programs and CCOs. E-mails and Web/Internet Issues. Fund Expenses, Loads, and Fees. SEC Operations and Agenda. Status and Exemptions - Advisers. Status and Exemptions - Funds. See why ACA Insight. Is the leading newsletter on regulatory compliance. Sign up for a free 4-week trial. The weekly news source for investment management legal and compliance professionals. News May 18, 2015 Issue. Misallocation of CEO Compensation Adds Penalty to Adviser’s Ledger.
acainsight.com
Why Subscribe - ACA Insight
http://www.acainsight.com/subscribe/whysubscribe.html
Compliance Products and Services. Compliance Programs and CCOs. E-mails and Web/Internet Issues. Fund Expenses, Loads, and Fees. SEC Operations and Agenda. Status and Exemptions - Advisers. Status and Exemptions - Funds. Is a weekly newsletter designed to keep lawyers and compliance officers abreast of regulatory developments and industry practices affecting SEC-registered investment advisers. Strives to do three things:. 1 Act as your radar screen. Will bring it to your attention right away. Is $1,195 (...
acainsight.com
Note to Readers - ACA Insight Newsletter Article
http://www.acainsight.com/pub/1_489/news/3448-1.html
Compliance Products and Services. Compliance Programs and CCOs. E-mails and Web/Internet Issues. Fund Expenses, Loads, and Fees. SEC Operations and Agenda. Status and Exemptions - Advisers. Status and Exemptions - Funds. See why ACA Insight. Is the leading newsletter on regulatory compliance. Sign up for a free 4-week trial. The weekly news source for investment management legal and compliance professionals. News May 18, 2015 Issue. Full contents of this article are only available to paid subscribers.
imn.org
4th Annual Real Estate CFO Forum East -> Main
http://www.imn.org/real-estate/conference/Real-Estate-CFO-Forum-East-2015
This is a past event please click HERE. For the upcoming program. Http:/ www.fticonsulting.com. Http:/ www.fticonsulting.com/industries/realestate/index.aspx. Http:/ www.relevant.us. Http:/ www.relevant.us/re. Https:/ www.ilevelsolutions.com/. Https:/ www.linkedin.com/company/ilevel-solutions. As a Sponsor you will reach industry leaders and those who make the buying decisions over your products and services. To request sponsor information, click here. Division of IMN produces industry leading educationa...
watkinsconsulting.com
WCI Events
http://www.watkinsconsulting.com/events.html
Risk Management, Cybersecurity and Compliance Solutions. On our clients' success. Led by our senior staff. To our clients' needs. Offers educational seminars throughout the year covering forensic accounting, risk management, cybersecurity, compliance monitoring, and litigation support services. FFIEC's Cybersecurity Assessment Tool for Cybersecurity. Free for first 30 CPE 1.75 ($49) April 11, 2016 10AM-12PM. Invites you to attend a live webcast, presented by "The Knowledge Group". Speaker, Surfwatch Labs.
secinlondon.com
ACA Compliance Group | SEC Training | Home
http://www.secinlondon.com/index.php
The Dodd Frank Act. Introduction to the US Regulatory Regime. The Structure of the SEC. The Investment Advisers Act 1940. The SEC’s Approach to Firm Supervision. The Role of the Chief Compliance Officer. The 206(4)-7 Annual Compliance Program Rule. As a direct result. Of the US Dodd Frank legislation, many UK Compliance Officers will have to implement the rules and requirements of the Securities and Exchange Commission for the very first time. Topics to be covered include:.
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