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THE SUMMIT GROUP

The Summit Group has a unique combination of industry knowledge and technical expertise. Our professional staff has many years of hands-on and consulting experience in the securities industry in operations, technology, marketing and product development. We are experienced in using technology to solve complex business problems. TSG can provide services either under our clients direction on a per diem assignment, or we can assume full responsibility for a project or a process on a fixed price basis. Our New

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The Summit Group

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THE SUMMIT GROUP | soforum.org Reviews

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The Summit Group has a unique combination of industry knowledge and technical expertise. Our professional staff has many years of hands-on and consulting experience in the securities industry in operations, technology, marketing and product development. We are experienced in using technology to solve complex business problems. TSG can provide services either under our clients direction on a per diem assignment, or we can assume full responsibility for a project or a process on a fixed price basis. Our New

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1 Application Development

2 Brokerage Operations

3 Business Process Reengineering

4 Consultants

5 Cost Reduction

6 Investment Management Operations

7 Off-Shore Development

8 Operational Risk

9 Requirements Definition

10 Risk Management

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THE SUMMIT GROUP | soforum.org Reviews

https://soforum.org

The Summit Group has a unique combination of industry knowledge and technical expertise. Our professional staff has many years of hands-on and consulting experience in the securities industry in operations, technology, marketing and product development. We are experienced in using technology to solve complex business problems. TSG can provide services either under our clients direction on a per diem assignment, or we can assume full responsibility for a project or a process on a fixed price basis. Our New

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soforum.org

1

THE SUMMIT GROUP

http://www.soforum.org/education-and-training.html

System Development and Support. A subsidiary of The Summit Group, Securities Operations Forum. Is an information center for securities operations professionals in the financial services industry. SOF provides training courses, workshops, news and research to banks, broker/dealers, insurance companies, vendors, regulatory agencies and industry associations. The training services include:.

2

THE SUMMIT GROUP

http://www.soforum.org/systems_int.html

System Development and Support. The Summit Group has assisted a wide variety firms with their systems integration projects. We are adept at moving data across networks and between applications on disparate platforms. Our technical staff have had experience with many of the most widely used applications in the industry and have an in-depth knowledge of the technologies and middleware. Most firms have a technology architecture that evolved as users defined their needs and as specific applications were acqu...

3

THE SUMMIT GROUP

http://www.soforum.org/systems_test.html

System Development and Support. The Summit Group has assisted many of our clients with thorough testing of new applications, and with testing how new applications integrate with other existing applications. Our professional testers have experience with a variety of automated testing tools and with all facets of the testing life cycle. TSG published a book,. Software Testing for Financial Services Firms. Unit and System Testing. Functional Testing may be conducted by the IT staff, a group of business anal...

4

THE SUMMIT GROUP

http://www.soforum.org/industry_links.html

System Development and Support. Financial Accounting Standards Board. International Securities Association For Institutional Trade Communication (ISITC). International Swaps and Derivatives Association (ISDA). Municipal Securities Rulemaking Board (MSRB). National Association of Unclaimed Property Administrators. National Investment Company Service Association (NICSA). North American Securities Administrators Association. Securities Industry and Financial Markets Association (SIFMA). Securities and Excha...

5

THE SUMMIT GROUP

http://www.soforum.org/careers.html

System Development and Support. Project Manager – Securities. Work with various operations managers to ensure that new procedures are developed on schedule. Excellent verbal and written communications. Ability to work with operations managers at various levels. Experience in Securities Processing operations. Knowledge of fund accounting (Mutual Funds or Hedge Funds). Knowledge of derivatives processing. Consultant with a leading NYC consulting firm. Employee or contractor on a project-to-project basis.

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System Development and Support. The Summit Group has a twenty year history of success in project. Management and systems implementation, and has considerable. Breadth and depth of talent. We have a core of experienced. Professionals with diverse skills that can be supplemented by. Our affiliates and contractors, as needed. TSG consultants have written several books of interest to securities operations professionals. Information about these books can be found at: www.soforum.com/books.

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