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Securities Operations Forum - Cancellation & Refund Policy
http://www.soforum.com/about/cancellation-refund-policy.shtml
Cancellation and Refund Policy. Cancellation and Refund Policy. Registrants cancelling fewer than 10 business days prior to the conference, including no shows, are responsible for full payment. All Cancellations must be in writing. Substitutions are permitted at any time. If the registrant is unable to attend the event due to weather, or other transportation related issues the event fee is not refundable. If SOF cancels the event, SOF is not responsible for registrant's airfare, hotel or other costs.
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Securities Operations Forum - About SOF
http://www.soforum.com/about/about.shtml
30 Broad Street, 14th Floor. New York, NY 10004. Tel : 212.328.2500. Fax : 212.328.2525. About Securities Operations Forum. Over the last few years, the need to streamline processes and keep pace with the rapidly evolving technology that is needed to make operations more efficient has become increasingly important to financial services firms. Because of this, the role of the operations professional has begun to require a broader understanding of the securities industry and technology. A management and sy...
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Securities Operations Forum - Publications - Books & CD's
http://www.soforum.com/books/index.shtml
How the U.S. Securities Industry Works. How the U.S. Securities Industry Works, 3rd Edition. Securities Operations Glossary - 2015 (eBook). Securities Operations Glossary - 2016 (eBook). By Hal McIntyre and Mauro Restuccia. Straight Through Processing for Financial Services Firms. Edited by Hal McIntyre. Software Testing for Financial Services Firms. By Hal McIntyre, Megan Johnson, Deborah Fortuna. The Handbook of Fixed Income Technology. By Joseph Rosen and Russell D. Glisker. Frauds, Scams and Deceit.
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Securities Operations Forum - Privacy
http://www.soforum.com/about/privacy.shtml
We do not sell or distribute the names of our subscribers. We do not make anonymous subscriber statistics available to any outside party. We invite subscribers and interested individuals to sign up for periodic e-mail notification of special offers and events. Such mailings will be limited to topics related to this web site. Any recipient can unsubscribe at anytime.
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Securities Operations Forum - Training, Publications, Conferences for Bankers & Brokers
http://www.soforum.com/index.shtml
Welcome to the Securities Operations Forum. As an information center for operations professionals in the financial services industry, Securities Operations Forum provides training courses, workshops, conferences, news and research to banks, broker/dealers, insurance companies, vendors, regulatory agencies and industry associations. Select Classroom Course Subject:. Introduction to the Securities Industry. Accounting, Regulatory and Management. Introduction to Fixed Income Products. Edited by Hal McIntyre.
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Securities Operations Forum - Publications - Books & CD's - Straight Through Processing for Financial Services Firms
http://www.soforum.com/books/book_STP.shtml
Straight Through Processing for Financial Services Firms. How the U.S. Securities Industry Works, 3rd Edition. Securities Operations Glossary - 2015 (eBook). Securities Operations Glossary - 2016 (eBook). By Hal McIntyre and Mauro Restuccia. Straight Through Processing for Financial Services Firms. Edited by Hal McIntyre. Software Testing for Financial Services Firms. By Hal McIntyre, Megan Johnson, Deborah Fortuna. The Handbook of Fixed Income Technology. By Joseph Rosen and Russell D. Glisker.
